Optima Partners Auditor Profile

Optima Partners is a regulatory compliance and risk management advisory firm founded in 2014 by Jonathan Saxton and headquartered in New York City, with offices in London, Hong Kong, Singapore, Abu Dhabi, Dubai, and across the United States. The firm's team of roughly 130 professionals includes former regulators, attorneys, in-house compliance executives, and cybersecurity specialists, and it has received growth investment from Bregal Sagemount.

Optima provides bespoke regulatory compliance and cybersecurity solutions to approximately 1,000 clients, ranging from large investment managers to boutique firms and new market entrants. Its work includes compliance program design and testing, mock regulatory examinations, ESG regulatory compliance, and cyber risk assessments commonly aligned to the NIST Cybersecurity Framework and data privacy regimes such as GDPR.

The firm best serves small and midmarket asset managers, hedge funds, and private equity firms with multi-jurisdictional regulatory obligations.